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Is Your FinTech Regulatory Compliance Program a 3-Legged Stool?

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Webinar Overview:

As the financial industry emerges from a relaxed Covid-19 regulatory landscape, fintech and financial services organizations can expect greater scrutiny from state and federal regulators, including the CFPB and OCC. FinTechs and modern financial services firms, often lacking deep compliance expertise, require real-time regulatory insights plus best practices execution to scale innovation while navigating a shifting patchwork of rulings, laws, and regulations.

Join Troutman Pepper’s Stefanie Jackman, Partner and James Kim, Partner, and 360factors’ Robert Berger, VP for a 1-hour webinar, including a brief demonstration and AMA session.


  • An overview of today’s regulatory landscape for FinTechs and Financial Services organizations and the key developments regulatory subject matter experts are anticipating over the next 12 months
  • How FinTechs and Financial Services firms can implement the right combination of people, processes, information, and technology to succeed in today’s regulatory environment
  • How to leverage automation and AI to determine more quickly what may be impacted by regulatory changes and customer feedback
  • Your questions answered in Ask-Me-Anything (AMA) format! What regulatory compliance questions would you like answered?


Chief Risk Officer (CRO), Chief Compliance Officer (CCO), Risk EVP/VP, Compliance EVP/VP, Risk Director, Compliance Director

Event Details:

Title: Is Your FinTech Regulatory Compliance Program a 3-Legged Stool?

Date & Time: Thursday, September 29th at 1:00 PM Central Time

Duration: 01 hr


James Kim
Partner, Fintech + Consumer Financial Services
Troutman Pepper

Stefanie Jackman
Partner, Consumer Financial Services
Troutman Pepper

Robert Berger
Senior VP of Sales

360factors Webinar Series