Christine Thomas

Regulatory expectations continue to evolve across jurisdictions. For cross-border institutions, changes can introduce new points of friction, including differing supervisory priorities, local implementation timelines, and overlapping ...

Most organizations understand risk management system failures are expensive, but the true cost extends far beyond regulatory fines. When risk management systems fail, companies face a myriad of hidden expenses that cascade across oper...

In most banks, insurers, and other financial institutions, silos are not an exception – they are the default. There is a different system for each aspect of operations, for example risk lives in one system while compliance exists in ...

Third-party risk management (TPRM) has evolved from a periodic compliance exercise into a strategic imperative for modern organizations. Research indicates that 83% of organizations have experienced a security incident involving a thi...

Risk management and governance rules like the OCC’s Heightened Standards have altered the way that large banks operate in the financial sector. No longer seen as “best practice”, these guidelines are now obligatory and require c...

GenAI assistants like Ask Kaia offer deep expertise in federal banking regulations to help organizations manage regulatory compliance. The purpose of this built-in AI compliance expert is to help your team eliminate manual research ...

A myriad of organizations are now incorporating AI into their approach to risk and compliance management. These tools in no way replace the work being done by compliance professionals and instead provide them with additional time to b...

As financial services industries evolve, so do the expectations when it comes to compliance monitoring. It is important to develop a risk-aware culture across business units that enables quick detection of any potential violations an...

Compliance management software is undergoing significant transformation. Financial organizations face increasingly complex regulatory changes, evolving technology, and escalating enforcement. It is time to invest in software that...

Before you even begin to implement a compliance program, it's important to understand the essential elements that make it effective. While technology is only becoming more intricate and leaving a lot of room for specula...