About: Christine Thomas
This author has not yet filled in any details.Fintech Compliance and Brief Review of US Fintech Regulations in 2022
Fintech compliance means following the rules and regulations to guide business models and related financial technologies. These guidelines protect investors' capital and consumer interest in usage. Before designing these regula...
Regulatory Compliance Challenges Fintech Organizations Face Today
Regulatory compliance is a set of guidelines that organizations and businesses follow to ensure a safe work environment and smooth operations. The regulatory requirements may vary depending on the industry and the nature of the ...
How to Reduce Risk in FinTech Operations
As regulatory scrutiny increases, FinTechs are focusing on optimizing operational risk practices and minimizing potential operational risks. Risk mitigation is an essential responsibility for operations management. Hiring prof...
Big Data’s Role in Modern FinTech Industry
Data is revolutionizing almost every domain of software products globally. The FinTech industry has also utilized data to transform technologies with improved business outcomes for customers and stakeholders. Regarding FinTech...
How FinTech is Revolutionizing Risk and Compliance; an Interview with Global Risk Community
360factors CEO Carl McCauley was invited for an interview on the Risk Management Show podcast, hosted by Boris Agranovich. The 24-minute discussion touches upon banking and fintech partnership trends and compliance readiness....
Increase Operational Efficiency and Productivity with Better Business Policy Management
Business policies are an important tool to ensure that the business operates at maximum efficiency. Written in these policies is the blueprint for the whole organization’s expected behavior, role, and reporting. Properly defined a...
What the OCC’s Acting Comptroller’s Speech Tells Banks
Michael J. Hsu, the Acting Comptroller of the OCC gave a great speech (pdf link) to the American Fintech Council on November 21 that has many insights for bankers across the country. The speech is important because it sho...
2022 – A Landmark Year for Regulatory Change in Banking and Financial Services
Regulatory change Management (RCM) has never been easy for financial institutions, and its complexity is increasing in 2022. This year is poised to be the year of significant regulatory change at the federal and state level. ...
Choosing the Right Risk and Compliance Technology Implementation
Businesses in the risk and compliance technology implementation phase should evaluate a variety of variables when selecting the optimal solution for their firm. This encompasses cost, usefulness, efficiency, and return on inve...
How Risk Technology Transforms the RCSA Process
RCSA (Risk Control Self-Assessment) reports are crucial for effectively managing and mitigating risks across the company, but they are frequently challenging to conduct and report on. Each business unit must produce self-ass...