As compliance professionals, we are constantly trying to balance compliance and risk headcount needs with available resources ($) due to the constant and significant increases in the regulatory environment. More often than not, the co...

The La Quinta Channel Dredging Project celebrated it first year anniversary of completion this February. A dredging project of this magnitude involved extending the channel approximately 1.4 miles (with a depth of 39 feet) and constru...

Change is the law of life. And of business. In the course of everyday life, to respond or not to change pretty much depends on the person -- some do and some don't with little or no regard for whatever implications that may arise. ...

Broad-based compliance systems and programs are just that -- broad. They seem to do everything generically right and specifically "kinda" right. Well, "kinda" does not work well from a compliance perspective. That is why there is no s...

How does a financial institution arm itself against fraud and money laundering? History has shown that banks find it difficult to implement a sound Anti-Money Laundering (AML) program due to various reasons, i.e., lack of resources, ...

Here's 3 core reasons why you should. Business process outsourcing has permeated various industries to different extents. But the base case is the same -- if a non-core function is standard within an industry, and can be codified i...