The inspiration behind the rules we follow are often forgotten while the rules keep getting followed. Most people are aware of the laws that their business must follow, but few will know why the laws were created. Many of ...

The Sarbanes-Oxley (SOX) Act is almost two decades old at this point and SOX compliance is taken seriously by all businesses that need to comply with the act. Complying with SOX is not as simple as it may seem, because the S...

Every business has an idea about the level of risk it can withstand. Banks and other businesses operating in the financial sector are very particular about their risk appetite. Their risk appetites are decided based on in-...

Mid-size and smaller banks tend to specialize in selected types of properties and are often limited to investing in commercial properties in a few nearby metropolitan areas. In a recent interview to CNBC, Lea Overby from ...

Compliance management technology can deliver powerful metrics, automate processes, and generate predictive insights that help bank management make better decisions for the future of the bank. The profound effect compliance...

When a challenge is approached, the most important thing to find a solution is to first ensure that proper research has been conducted and the decision makers have enough information and data to put in corrective measures. M...