As the bank’s chief compliance officer, if you are worried about CTRs, SARs, the FCPA form to be signed by the CFO, the FATCA report that has to be submitted, the new employees that need to be on boarded from a compliance perspectiv...

Companies are looking for ways to improve performance while simultaneously reducing cost and risk, and ensuring compliance.   Through strategic planning, and in alignment with human resource management processes, companies are setti...

Due to increasing number of regulations and the constant barrage of changes to those regulations, the cost of doing business in asset intensive industries is rising exponentially.  Regulatory compliance management is becoming increas...

In November 2014, the US Environmental Protection Agency (EPA) proposed a rule that would lower the eight-hour primary and secondary ozone standards from the current level of 75 parts per billion to a level between 70 and 65 parts per...

What ??? In these days of increased scrutiny, skyrocketing fines and changing regulations, you advise me to …… Precisely – the less you have to think about regulations and compliance, the more productive you are.  What you n...

The Electronic Fund Transfer Act (EFTA, 12 CFR 1005) was passed by the U.S. Congress in 1978 and signed by President Jimmy Carter, to establish the rights and liabilities of consumers as well as the responsibilities of all pa...