Sarah Hamilton

The banking sector in the United States operates under one of the most complex regulatory frameworks in the world. Unlike many industries overseen by a single authority, banks answer to multiple federal and state bodies. These indepen...

Compliance teams often struggle to confirm that controls are operating effectively between audit cycles. When testing happens only periodically, a control breakdown can go unnoticed until the next review, increasing regulatory, operat...

Regulatory compliance in U.S. banking is no longer a back-office function—it is a frontline business risk. Financial institutions are being squeezed between exploding regulatory expectations, shrinking teams, and rising enforcement ...

Managing regulatory change has become one of the most pressing challenges for banks operating in an environment of continuous new rules, supervisory expectations, and emerging risks. An effective approach to managing regulatory change...

The financial sector relies on third-party vendors, meaning that risk management in this area is imperative to an effective strategy. Rising regulatory pressure, cyber threats, and supply chain dependencies create a need for ...

Organizations that once relied on spreadsheets, manual assessments, and quarterly risk reviews now face an existential question: maintain legacy systems or embrace AI-powered platforms designed for modern complexity.This blog explores t...

As 2026 unfolds, many high-level principles are transforming to enforceable standards with material consequences for those in the financial sector. For this reason, financial institutions, such as larger banks...

Meeting compliance requirements for certain regulatory bodies in the financial sector can be a challenge. Add to this, overlapping requirements for multiple regulators and the landscape becomes even more complex. AI-driven GRC soft...

Many experts in the finance sector are searching for the best generative AI platform to help manage risk and compliance for their organization. A report released by Drata in 2025 states that compliance costs ...

According to a study released by the World Economic Forum in January of 2025, this year saw 70% of risk managers placing AI at the center of their strategy. This has largely helped reshape how organizations deal with operational risks...