Christine Thomas

Regulatory bodies create and supervise the compliance rules that are mandatory for banks and other financial institutions. It is critical for organizations to strictly abide by these regulations. Noncompliance can turn into hefty pe...

Cybersecurity and IT risk management have become quite critical for modern banking operations. Increasing reliance on technology has brought in a new era of convenience and efficiency for customers, allowing them to utilize banking se...

The importance of effective third-party Risk Management (TPRM) must be addressed in the current era, where financial organizations' ecosystems are progressively becoming interdependent and complex. The EY Global Third-Party Risk Man...

As a chief compliance officer, you must have encountered compliance failures because of an ineffective regulatory change management process. The root cause could be the frequent regulations throughout the financial industry, includi...

In the current financial environment, regulatory compliance stands as a foundation stone. As organizations navigate their ways, they are continuously challenged to adjust to changing regulations. The regulatory change management pro...

In the current, swiftly evolving digital environment, every click, swipe, and tap produces valuable data. As we live on the cusp of digitalization, financial enterprises are at a crossroads. On one side, there is the temptation of h...

It has been critically observed that a couple of functions stand out for their essential role in safeguarding organizational sustainability and integrity: internal audit and risk management. While each offers a unique realm of oppor...

In an age where the regulatory environment transforms with steady complexity and frequency, the anchor of any forward-looking enterprise is its capability to adapt and remain compliant. A holistic compliance management framework is ...

Financial enterprises must function flexibly, facing risks in several business activities, such as relationships with third parties. With the enhancement of cloud services and automation, risks associated with third parties have becom...

In the ever-challenging world of financial regulation, one new rule is capturing attention and making waves for financial enterprises: Section 1071 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. But what story revo...