How to Streamline Compliance Risk Management While Avoiding Regulatory Peril

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Home / Webinars / How to Streamline Compliance Risk Management While Avoiding Regulatory Peril

Webinar Overview:

Is your Compliance/Regulatory Risk program leading the pack or stuck in a morass of inefficient workflows?

Risk and compliance executives require a strategic, comprehensive view of Compliance Risk to thrive in today’s evolving business environment as well as experience gained through the Covid-19 response and increased remote working environment. By recognizing how and where regulatory changes, compliance monitoring/testing and assessments intersect, financial organizations can avoid organizational roadblocks and fast track compliance risk management – positioning their organizations ahead of the competition while mitigating emerging risks. Join us for a 1-hour webinar, including a brief product demonstration.


  • Optimizing a comprehensive tracking of new and emerging legislative and regulatory requirements
  • Understanding the intersection between Risk Assessments, Monitoring/Testing and Regulatory Change Management and having one holistic view
  • Best practices for transforming a compliance program and methodology to ensure linkages with strategy, efficient operational processes and leveraging data for a more proactive and forward looking capability
  • How technology can enable Compliance teams to integrate Compliance Risk Assessments, Monitoring/Testing, and the ever changing Regulatory environment to ensure on-going compliance and supporting business growth


Chief Risk Officer (CRO), Chief Compliance Officer (CCO), Risk EVP/VP, Compliance EVP/VP, Risk Director, Compliance Director, Vendor Risk, Vendor Compliance


Peter Dugas
Executive Director

Allan Cuttle
Managing Principal

Robert Berger
Vice President of Sales

360factors Webinar Series