Christine Thomas

Regulatory compliance is a set of guidelines that organizations and businesses follow to ensure a safe work environment and smooth operations. The regulatory requirements may vary depending on the industry and the nature of the ...

As regulatory scrutiny increases, FinTechs are focusing on optimizing operational risk practices and minimizing potential operational risks. Risk mitigation is an essential responsibility for operations management. Hiring prof...

Data is revolutionizing almost every domain of software products globally. The FinTech industry has also utilized data to transform technologies with improved business outcomes for customers and stakeholders. Regarding FinTech...

360factors CEO Carl McCauley was invited for an interview on the Risk Management Show podcast, hosted by Boris Agranovich. The 24-minute discussion touches upon banking and fintech partnership trends and compliance readiness....

Business policies are an important tool to ensure that the business operates at maximum efficiency. Written in these policies is the blueprint for the whole organization’s expected behavior, role, and reporting. Properly defined a...

Michael J. Hsu, the Acting Comptroller of the OCC gave a great speech (pdf link) to the American Fintech Council on November 21 that has many insights for bankers across the country. The speech is important because it sho...

Regulatory change Management (RCM) has never been easy for financial institutions, and its complexity is increasing in 2022. This year is poised to be the year of significant regulatory change at the federal and state level. ...

Businesses in the risk and compliance technology implementation phase should evaluate a variety of variables when selecting the optimal solution for their firm. This encompasses cost, usefulness, efficiency, and return on inve...

RCSA (Risk Control Self-Assessment) reports are crucial for effectively managing and mitigating risks across the company, but they are frequently challenging to conduct and report on. Each business unit must produce self-ass...

Over the past year, there has been an increase in regulatory compliance hiring and budgets across the crypto and fintech business sides. It is easy to see why; regulatory bodies worldwide are increasing regulatory scrutiny for...